Database Fundamentals

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The CAP Theorem and Its Implications

In the distributed systems, the CAP theorem is a fundamental principle that provides insights into the trade-offs inherent in system design. The CAP theorem states that a distributed data store cannot simultaneously provide more than two out of the following three guarantees:

  1. Consistency (C)
  2. Availability (A)
  3. Partition Tolerance (P)
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Understanding the CAP theorem is crucial for architects and developers as it influences decisions around system behavior under failure conditions, performance optimizations, and user experience.

Understanding Consistency, Availability, and Partition Tolerance

1. Consistency

Consistency in CAP ensures that all nodes in a distributed system return the same, most recent, and successful write. If a user writes or updates data, this change is immediately reflected across all nodes, ensuring that every client sees the same data.

For example, if a user spends 200 rupees from their account balance of 500, all nodes must show a new balance of 300. Failure to do so leads to inconsistency, where one node might still show 500.

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2. Availability

Availability guarantees that every non-failing node in a distributed system can respond to read or write requests within a reasonable time. This means that the system remains responsive even under high loads or partial failures.

For instance, if a user subscribes to a channel, the system must acknowledge the request and update the subscription count without delays, regardless of which node is accessed.

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3. Partition Tolerance

Partition tolerance ensures that a system continues to operate despite network failures that split the network into isolated segments. Each segment functions independently until the network is restored, minimizing disruptions.

For example, if a network partition occurs between nodes, users still see accurate (replicated) data within their partition until connectivity is restored. In the image below, if network connectivity is lost the second database connected by user B losses its connection with first database. Hence, the subscriber count is shown to the user B with the help of replica of data which was previously stored in database 1 backed up prior to network outage. So, this system is partition tolerent.

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Explanation of the CAP Theorem

The CAP theorem posits that in the presence of a network partition, a distributed system must choose between consistency and availability. Since network partitions cannot be completely avoided, a system can only guarantee two of the three properties at any given time.

The Trade-Offs in the CAP Theorem

Consistent and Partition-Tolerant (CP)

  • The system forfeits availability.
  • It ensures that all nodes agree on the data (consistency) and can handle partitions, but may not respond to some requests (availability is compromised).

Pros:

  • Strong data integrity.
  • Suitable for financial systems, inventory management, and other critical data applications.

Cons:

  • Potential downtime during partitions.
  • Higher latency due to synchronization mechanisms.

Available and Partition-Tolerant (AP)

  • The system forfeits consistency.
  • It remains available despite partitions but cannot guarantee that all nodes have the latest data.

Pros:

  • High availability and responsiveness.
  • Scalable and can handle network failures gracefully.

Cons:

  • Data may become temporarily inconsistent.
  • Requires conflict resolution mechanisms.

Consistent and Available (CA)

  • This scenario assumes no network partitions.
  • In a perfect network without failures, the system can be both consistent and available.

Pros:

  • Simpler design with strong guarantees.

Cons:

  • Lack of fault tolerance against network failures.
  • Limited scalability.

Why Partition Tolerance Cannot Be Sacrificed

In real-world distributed systems, network partitions are a reality due to the fallibility of networks. Therefore, partition tolerance is not optional; systems must be designed to handle partitions gracefully.

Implications for Distributed System Design

Trade-offs

Understanding the CAP theorem helps in making informed decisions about which property to prioritize based on the application's requirements.

  • Prioritizing Consistency (CP Systems):
    • Suitable for applications where correctness is critical.
    • May accept reduced availability during partitions.
  • Prioritizing Availability (AP Systems):
    • Suitable for applications where responsiveness is critical.
    • May accept temporary inconsistencies during partitions.

Design Considerations

  • Consistency Over Availability:
    • Systems may block operations during partitions to ensure data consistency.
    • Example: Distributed databases that require transactions to be atomic and consistent.
  • Availability Over Consistency:
    • Systems may allow operations to proceed with the risk of inconsistent data.
    • Example: Web services that prioritize uptime and user experience over immediate consistency.

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